Senior Principal Consultant

Remote OK10+ yrsFull-time

SalaryUSD 180,000–200,000 / year

Responsibilities

Lead mock regulatory examinations and compliance program reviews for complex financial clients, including private funds and registered products. Manage client relationships and supervise junior staff while potentially serving as an outsourced Chief Compliance Officer.

Requirements

Requires a Bachelor's degree and at least 8 years of industry experience, or 6 years of specific regulatory or consulting experience. Must possess advanced knowledge of federal securities laws and the ability to interact with high-profile clients and regulators.

Key skills

Regulatory ComplianceMock Regulatory ExaminationsPolicy ReviewClient Relationship ManagementSupervisory LeadershipRegulatory FilingsForensic TestingRisk ManagementProfessional IntegrityProblem SolvingOral CommunicationWritten CommunicationMicrosoft OfficeExecutive PresenceIndependent JudgmentProject Management

Benefits

Medical Coverage

Dental Coverage

401(k) Plans

Paid Time Off

Paid Holidays

Summer Fridays

Personal/Family Care Leave

Student Debt Forgiveness

Pet Insurance

Apply now

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